Sunday, August 4, 2019

Some Observations on Immunotherapy for Cancer


Having examined a multiplicity of existing and putative immunotherapeutic targets for the control of cancers we now present several observations which may act as a basis for extension. Some of the observations here are more detailed upon what we discussed earlier and others are anticipatory of possible extensions[1].

The first two, the tumor micro environment and tumor associated macrophages are we believe critical factors to be considered while examining immunotherapy. They build upon one another creating a powerful self-sustaining stronghold for cancer clusters.


Note that the tumor stroma plays an equally important role. As Bremnes et al have noted[2]:

Maintenance of both normal epithelial tissues and their malignant counterparts is supported by the host tissue stroma. The tumor stroma mainly consists of the basement membrane, fibroblasts, extracellular matrix, immune cells, and vasculature. Although most host cells in the stroma possess certain tumor-suppressing abilities, the stroma will change during malignancy and eventually promote growth, invasion, and metastasis. Stromal changes at the invasion front include the appearance of carcinoma-associated fibroblasts (CAFs). CAFs constitute a major portion of the reactive tumor stroma and play a crucial role in tumor progression. The main precursors of CAFs are normal fibroblasts, and the trans-differentiation of fibroblasts to CAFs is driven to a great extent by cancer derived cytokines such as transforming growth factor. During recent years, the crosstalk between the cancer cells and the tumor stroma, highly responsible for the progression of tumors and their metastasis, has been increasingly unveiled.

A better understanding of the host stroma contribution to cancer progression will increase our knowledge about the growth promoting signaling pathways and hopefully lead to novel therapeutic interventions targeting the tumor stroma. This review reports novel data on the essential crosstalk between cancer cells and cells of the tumor stroma, with an emphasis on the role played by CAFs. Furthermore, it presents recent literature on relevant tumor stroma- and CAF-related research in nonsmall cell lung cancer. …

The tumor stroma basically consists of

(1) the nonmalignant cells of the tumor such as CAFs, specialized mesenchymal cell types distinctive to each tissue environment, innate and adaptive immune cells, and vasculature with endothelial cells and pericytes and

(2) the extracellular matrix (ECM) consisting of structural proteins (collagen and elastin), specialized proteins (fibrilin, fibronectin, and elastin), and proteoglycans[3]  

Angiogenesis is central for cancer cell growth and survival and has hitherto been the most successful among stromal targets in anticancer therapy. Initiation of angiogenesis requires matrix metalloproteinase (MMP) induction leading to degradation of the basement membrane, sprouting of endothelial cells, and regulation of pericyte attachment. However, CAFs play an important role in synchronizing these events through the expression of numerous ECM molecules and growth factors, including transforming growth factor (TGF)-β, vascular endothelial growth factor (VEGF), and fibroblast growth factor (FGF) 2.

We can also call this in certain circumstances the tumor microenvironment, TME. Historically immune escape was a significant factor. As Prendergast noted[4]:

Immune escape was not widely recognized among cancer geneticists or molecular cell biologists as a fundamental trait of cancer until recently. In the late 1960s, studies of immune deficient nude mice, newly developed at the time, argued that they had no increased susceptibility to spontaneous cancers. An influential interpretation of these findings was that immunity was not a critical restraint to tumorigenesis in mammals.

However, this interpretation was flawed by the lack of knowledge that nude mice retain natural killer cells (NK cells), which have potent antitumor activity. Studies of mutated oncogenes discovered in the late 1970s and 1980s tended to reinforce the notion that immunity was not critical for tumorigenesis, based on demonstrations that malignant cells could be created from normal cells in vitro.

Through the 1990s, the perspective of many cancer geneticists and cancer cell biologists was that unmutated genes had relatively limited roles in cancer pathophysiology, and it was apparent that overt immune regulatory genes were not mutated in cancer. Later, studies in transgenic mouse models and sound clinical documentation of the reality of dormant cancers forced a greater appreciation of how inflammation and immunity contributed to tumorigenesis.

For example, tumors arising in patients who had received a transplant from a donor who years earlier had been cured of cancer were found to be derived from the donor, arguing that occult tumor cells from the transplant could be immunologically managed for long periods as dormant disease until they were moved to an immunosuppressed organ recipient (here, it should be emphasized that the clinical ‘cure’ achieved in the donor was simply a reduction of the disease to a dormant occult state). In mice, tactics to genetically ablate T-cell function dramatically increased the incidence of spontaneous solid tumors. These findings demonstrated that adaptive immunity performs an essential tumor suppressor function in mammals.

Furthermore, they implied that immune escape is essential for the formation of a tumor. Recent experimental findings directly corroborate the notion that tumor cells can exist in an occult state of immune equilibrium for long periods. In a classical model of chemical carcinogenesis, Schreiber and Smyth and colleagues showed that immune depletion will reveal tumors in mice that will remain tumor free after low doses of carcinogen that are insufficient to trigger tumor formation during the host's lifespan. Evidence of transformed but dormant tumor cells was obtained in animals along with a demonstration that such cells are more immunogenic than those present in frank tumors.

Thus, along with other cell-extrinsic traits of cancer, immune escape is an essential trait for the development of progressive disease, acting as a biological modifier to dictate the outcome of an oncogenically initiated lesion that may otherwise be eliminated or be present in an extended occult state of immune equilibrium corresponding to dormancy.

Here, the definition of a cancer modifier is broadly defined in pathological terms as a gene that is phenotypically silent unless evaluated in the context of cancer. By this definition, many genes influencing cell-extrinsic traits of cancer—angiogenesis, invasion, metastasis and immune escape—are understood as modifiers that dominate tumor outcomes.

In short, while mutations in oncogenes and tumor suppressors start cancer, modifiers and the microenvironment which act later may dictate their clinical relevance. Learning how immune escape evolves during the integrated processes of oncogenesis and immunoediting may therefore yield more powerful insights into cancer pathophysiology and therapy than achieved to date.

Our focus is based upon the papers by Marin-Acevedo et al who provided an excellent systematic survey of various immunotherapeutic approaches[5]. The most well know has been the PD-1 and CTLA4 antibody approaches facilitating the immune systems in its attack on various cancers. The second dimension is the CAR-T cell approach and the CD19 targets on hematopoietic cancers. In previous papers we also examine the use of CIK, cytokine induced killer cells using the innate system and NK cells[6].

However, it is well known that there are a multiplicity of other well-known ligands and the like as well as various innate system methods and also other cell lines which can attack various malignancies. On top of these there most likely an equal number or more that we have yet to discover. Our objective herein is to follow Marin-Acevedo et al and to use their outline and fill it in with other details while allowing for putative expansion in new markers and ligands.

We have mentioned the TME previously and in some detail in the introduction. However, it is important to understand that attempting to use the immune system one must deal with the totality of a tumors defenses and key amongst them is the TME. As Murgaski et al have noted[7]:

It is becoming increasingly apparent that our immune system is capable of fighting cancer. Understanding the interplay between our immune system and cancer has led to the development of new treatments that can prolong survival in once-thought terminal patients. The success that immune checkpoint inhibitors (ICIs) have had in the clinic has sparked renewed interest and investment in the tumour immunology field. However, durable responses to immunotherapy are only seen in a minority of patients.

A common trait among many treatment responsive patients is a high neoantigen load; a characteristic which often correlates with a strong adaptive immune response against the tumour. This response is required for the ICIs to release the brakes that the tumour places on the immune system.

On the other hand, patients who do present a high neoantigen load may not respond to ICIs due to an immunosuppressive tumour microenvironment (TME). In these patients, anti-tumour immune responses are shut down by immunosuppressive cells such as tumour-associated macrophages (TAMs) and myeloid-derived suppressor cells (MDSCs). Interactions between these suppressive cells and effector T cells can lead to T-cell exhaustion, a state of T-cell dysfunction seen during chronic inflammation.

While ICIs can rescue some T cells from these interactions, suppression of the TME might still be too strong for T cells to fully overcome this obstacle, resulting in continued tumour progression. Therefore, it is imperative to improve the adaptive immune response against the tumour while simultaneously redirecting the TME toward a more immuno-permissive state. In this light, harnessing the potential of dendritic cells (DCs) that reside within tumours is one avenue of research that could yield positive clinical results for cancer patients in the near future.

It is well established that DCs have the ability to link both the innate and adaptive immune systems and to initiate immune responses. In the age of immunotherapy, this capacity to generate adaptive immune responses is considered to be imperative. DCs can activate T-cell responses… with great efficacy due to their high expression of co-stimulatory molecules and specific T-cell adhesion molecules. However, DCs are also capable of shutting down immune responses by expressing high levels of co-inhibitory molecules. Therefore, understanding and exploiting mechanisms relating to the function of tumour-associated DCs (TADCs) can lead to the development of powerful tools to fight cancer.


Macrophages search out and target cells to be cleaned but by the immune system, most of the time. However, the tumor associated macrophages can act in a pro tumor manner actually enhancing tumor growth and activating metastatic behavior. As Huang et al note[8]:

Tumor associated macrophages (TAMs) play an important role in tumorigenesis and progression. TAMs generate an inflammatory environment to trigger or facilitate tumor initiation, promote tumor cell invasion and metastasis, stimulate angiogenesis and suppress antitumor immunity. High density of TAMs was correlated with the poor prognosis of a wide range of tumors such as lung, hepatocellular, colorectal, breast, prostate, ovarian and thyroid cancers.

TAMs produced growth factors (e.g. VEGF, EGF, HGF and bFGF) and chemokines (e.g. CXCL12 and IL8) to mediate their oncogenesis function. On the other hand, cancer cells recruit TAMs by releasing colony stimulating factor (CSF1), granulocyte–monocyte (GM-CSF), transforming growth factor (TGF) or chemokines (e.g. CCL2)

In several thyroid excisions one can see the follicular and/or papillary cells but at the same time if one looks there may be large collections of macrophages. If that were to be the case then one may expect that the lesion has metastasized.

Noy and Pollard have noted[9]:

Macrophages in the Primary Tumor: Cancer Initiation Tumors acquire mutations in oncogenes or tumor-suppressor genes that permit them to progress to malignancy. Although most cancer research has focused upon these changes and most therapeutics are directed against these tumor cells, it is now apparent that the nonmalignant cells in the microenvironment evolve along with the tumor and provide essential support for their malignant phenotype.

In fact both the systemic and local environment play a tumor-initiating role through the generation of a persistent inflammatory responses to a variety of stimuli. For example, obesity is associated with increased risk of many but not all cancers and is characterized by an enhanced systemic inflammatory response and locally, for example in the breast, to an increased number of inflammatory crown-like structures consisting of macrophage and adipocytes whose number strongly correlates with breast cancer risk.

Similarly persistent inflammation referred to as ‘‘smoldering inflammation’’ caused by chronic infection with viruses such as Hepatitis B virus in liver, bacteria like Helicobacter pylori in the stomach, or due to continuous exposure to irritants such as asbestos in the lung is casually associated with cancer initiation.

Furthermore, inflammatory conditions such as Crohn’s disease dramatically increase the risk of colorectal cancer. Inflammation always has a substantial macrophage involvement through their production of molecules such as interleukin-6 (IL-6), tumor necrosis factor-a (TNF-a), and interferon-g (IFN-g).

To support this correlative data between macrophage-mediated inflammation and cancer induction, … found that genetic ablation of the anti-inflammatory transcription factor Stat3 in macrophages results in a chronic inflammatory response in the colon that is sufficient to induce invasive adenocarcinoma. In addition, loss of the anti-inflammatory cytokine IL-10 that acts through STAT3 enhances carcinogen-induced tumorigenesis in the intestine.

Mechanistically, this inflammation can cause tumor initiation by creating a mutagenic microenvironment either directly through free radical generation or indirectly via alterations in the microbiome and barrier functions that allow access of genotoxic bacteria to the epithelial cells.

In fact, there are also metastasis associated macrophages, MAMs, which are a special class of TAM, in that they assist in the metastatic process. The TAMs actually suppress and block T cell action as well as NK and NKT cell actions. The TAMs create a protective buffer for the growth of the tumor and in a sense add an additional element to the tumor micro environment. In a strange sense it is the immune system itself which assists in the growth of the malignancy. The authors continue:

In addition to these MHC molecules, macrophages express the ligands of the inhibitory receptors programmed cell death protein 1 (PD-1) and cytotoxic T-lymphocyte antigen 4 (CTLA-4). These inhibitory ligands are normally upregulated in activated immune effector cells such as T cells, B cells, and NK T cells as part of a safety mechanism that controls the intensity of the immune response and as part of inflammation resolution. Activation of PD-1 and CTLA-4 by their ligands (PD-L1, PD-L2, and B7-1 [D80], B7-1 [CD86], respectively) directly inhibits TCR and BCR signaling.

This activation also inhibits T cell cytotoxic function, regulates their cell cycle, and inhibits their activation as CTLA4 competes with CD28 (costimulatory) binding. PD-L1 and PD-L2 are differentially expressed, with PD-L1 constitutively expressed by immune cells including T cells, B cells, macrophages, DCs, nonhematopoietic cells, and cancer cells.

In contrast, PD-L2 expression is limited to antigen- presenting cells (APCs). Its expression is induced in monocytes and macrophages by CSF1, IL-4, and INF-g. Both PD-L1 and L2 are regulated in TAMs and myeloid-derived suppressor cells.

Recently, …showed that MDSCs and TAMs in hypoxic tumor regions upregulate the expression of PD-L1 as a consequence of HIF-1a signaling (Noman et al., 2014). Hypoxia acting via hypoxia inducible factor 1- a (HIF-1a) also induces T cell suppression by TAMS although the mechanism is unknow. It has also been shown that monocytes from blood of glioblastoma patients express higher amounts of PD-L1 compared to healthy donors and that glioblastoma-cell-conditioned medium can upregulate PD-L1 expression in monocytes from healthy donors.

Similarly, monocytes from patients with hepatocellular carcinoma express PD-L1 that contributes to human tumor xenograft growth in vivo, while the blocking of PD-L1 reverses this effect.

Thus, in a strange way the action of the macrophages sets up the PD-1 type of blockade we then try to work around. Perhaps as some author suggest we should also target the TAMs and MAMs.



[2] Bremnes et al, The Role of Tumor Stroma in Cancer Progression and Prognosis, Journal of Thoracic Oncology • Volume 6, Number 1, January 2011
[4] Prendergast, Immune escape as a fundamental trait of cancer: focus on IDO, Oncogene volume 27, pages 3889–3900 (26 June 2008)
[5] Marin-Acevedo et al, Cancer immunotherapy beyond immune checkpoint inhibitors, Journal of Hematology & Oncology (2018) 11:8
Marin-Acevedo et al, Next generation of immune checkpoint therapy in cancer: new developments and challenges, Journal of Hematology & Oncology (2018) 11:39
[7] Murgaski et al, Unleashing Tumour-Dendritic Cells to Fight Cancer by Tackling Their Three A’s: Abundance, Activation and Antigen-Delivery, Cancers 2019, 11, 670
[8] Huang et al, Follicular thyroid carcinoma but not adenoma recruits tumor associated macrophages by releasing CCL15, BMC Cancer 2016
Huang et al, Vascular normalizing doses of antiangiogenic treatment reprogram the immunosuppressive tumor microenvironment and enhance immunotherapy, PNAS, October 23, 2012, vol. 109, no. 43, 17561–17566
[9] Noy and Pollard, Tumor Associated Macrophages: From Mechanisms to Therapy, Immunity, 2014